Recently, I've been thinking about this question in the context of this post: 2018-2019 Long Term Future Fund Grantees: How did they do?. I was considering the options of:
- Publishing all evaluations, including the negative ones.
- Publishing all evaluations except the most embarrassing evaluations, and the aggregate summary
- Publishing only the positive evaluations, and the aggregate summary
- Publishing only two evaluations, one about someone I asked permission to do so, and another one about a fairly public figure, and the aggregate summary
- Just publish the summary.
In the end, I decided to go with option 4., as it seemed the least risky. More open options have the drawback that they might ruffle some feathers and make people feel uncomfortable. Repeating my rationale on the post:
some people will perceive evaluations as unwelcome, unfair, stressful, an infringement of their desire to be left alone, etc. Researchers who didn’t produce an output despite getting a grant might feel bad about it, and a public negative review might make them feel worse, or have other people treat them poorly. This seems undesirable because I imagine that most grantees were taking risky bets with a high expected value, even if they failed in the end, as opposed to being malicious in some way. Additionally, my evaluations are fairly speculative, and a wrong evaluation might be disproportionately harmful to the person the mistake is about.
On the other hand, making evaluations public is more informative for readers, who may acquire better models of reality if the evaluations are correct, or be able to point out flaws if the evaluation has some errors.
I'd also be curious about whether evaluators generally should or shouldn't give the people and organizations being evaluated the chance to respond before publication. On the one hand, the two perspectives side by side might produce more accurate impressions, but on the other hand, it really adds a lot of overhead. On the third hand, the organizations being evaluated also don't generally point to their criticisms on their promotional material (as argued on example 5 here). I remember reading some discussion about this in EA Forum comments, but can't find it.
Lastly, it seems to be that evaluations of public figures and organizations seem generally "fair game", whether positive or negative. Though I'd be interested in more nuanced considerations, if they exist.
I'd be curious to hear your thoughts and perspectives.
I think I would have some worry that if external evaluations of individual grant recipients became common, this could discourage people from applying from grants in future, for fear of being negatively judged should the project not work out.
Potential grant recipients might worry that external evaluators may not have all the information about their project or the grant makers reasoning for awarding the grant. This lack of information could then lead to unfair or incorrect evaluations. This would be more a risk if it becomes common for people to write low quality evaluations that are weakly reasoned, uncharitable or don't respect privacy. I'm unsure whether it would be easy to encourage high quality evaluations (such as your own) without also increasing the risk of low quality evaluations.
The risk of discouraging grant applications would probably be greater for more speculative funds such as the Long Term Future Fund (LTFF), as it's easier for projects to not work out and look like wasted funds to uninformed outsiders.
There could also be an opposite risk that by seeking to discourage low quality evaluations, we discourage people too much from evaluating and criticizing work. It might be useful to establish key principles for writing evaluations that enable people to right respectful and useful evaluations, even with limited knowledge or time.
I'm unsure where the right trade-off between usefully evaluating projects, and not discouraging grant applications would be. Thank you for your review of the LTFF recipients and for posting this question, I found both really interesting.